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Heuerman Fund for the Study of Investment Law and Regulation

 

UNITED STATES OF AMERICA

SECURITIES

U.S. SECURITIES AND EXCHANGE COMMISSION
100 F Street, NE
Washington, D.C. 20549

Phone: (202) 942-8088
Fax: 703-813-6965 (Investor Complaint Center)
Other SEC Contact Numbers

E-mail: SEC E-mail Directory
Internet: http://www.sec.gov/

FEDERAL SECURITIES STATUTES AND RULES

Futures
U.S. COMMODITY FUTURES TRADING COMMISSION
Three Lafayette Centre
1155 21st Street, NW
Washington, D.C. 20581

Phone: (202) 418-5000; TTY (202) 418-5514
Fax: (202) 418-5521
Other CFTC Contact Numbers

E-mail: questions@cftc.gov
Internet: http://www.cftc.gov

U.S. COMMODITY FUTURES LEGISLATION AND REGULATION

Securities SRO's
NYSE EURONEXT
11 Wall Street
New York, N.Y. 10005

Phone: (212) 656-3000
NYSE Contact (E-mail and Phone) Directory

Internet: http://www.nyse.com /

NYSE RULES AND INTERPRETATIONS

NYSE LISTED COMPANY MANUAL

NYSE ARCA RULES AND INTERPRETATIONS

NYSE AMEX RULES AND INTERPRETATIONS

NYSE AMEX OPTIONS RULES AND INTERPRETATIONS

FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA)
1735 K Street, NW
Washington, DC 20006

Phone: (301) 590-6500 
FINRA Contact Directory

Internet: http://www.finra.org/

FINRA MANUAL (RULES AND REGULATIONS)

FINRA Notices to Members
 

MUNICIPAL SECURITIES RULEMAKING BOARD
1900 Duke Street
Suite 600
Alexandria, VA 22314
Phone: (703) 797-6600
Fax: (703) 797-6700   
Other fax numbers at MSRB

E-mail: MarketInformation@msrb.org
Internet: http://www.msrb.org /

MSRB RULES, FORMS, NOTICES AND INTERPRETATIONS


Futures SRO's
NATIONAL FUTURES ASSOCIATION
300 S. Riverside Plaza, #1800
Chicago, IL 60606-6615
Phone: (312) 781-1300
Fax: (312) 781-1467

New York Office:
120 Broadway, #1125
New York, NY 10271
Phone: (212) 608-8660
Fax: (212) 964-3913

Compliance Contact Directory

E-mail: information@nfa.futures.org
Internet: http://www.nfa.futures.org/  

NFA MANUAL/RULES

 

BANKING

BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
20th Street and Constitution Ave., NW
Washington, DC 20551

Phone: (202) 452-3000
TDD: (202) 263-4869
Other Federal Reserve Contact Numbers
Fax:

E-mail: Send e-mail from web site
Internet: http://www.federalreserve.gov/

FEDERAL RESERVE REGULATIONS

FEDERAL RESERVE LEGAL INTERPRETATIONS

COMPTROLLER OF THE CURRENCY
Independence Square
250 E Street, SW
Washington, DC 20219

Mailing Address:
Comptroller of the Currency
Administrator of National Banks
Washington, DC 20219-0001

Phone: (202) 874-5000
TDD: (202) 927-3275
Other OCC Contact Numbers

E-mail: OCC E-mail Directory
Internet: http://www.occ.treas.gov /

COMPTROLLER OF CURRENCY REGULATIONS

OTHER LEGAL AND REGULATORY MATERIAL

OCC INTERPRETATIONAS AND PRECEDENTS



FEDERAL DEPOSIT INSURANCE CORPORATION
550 17th Street, NW
Washington, DC 20429-9990

Phone: (877) 275-3342
TDD: (800) 925-4618
Other FDIC Contact Numbers by Subject
Regional and Field Office Directory

E-mail: FDIC E-mail Directory by Subject
Internet: http://www.fdic.gov /

FDIC LAWS & REGULATIONS

 

OFFICE OF THRIFT SUPERVISION
1700 G Street NW
Washington, DC 20552

Phone: (202) 906-6000
Other OTS Contact Numbers

E-Mail: OTS E-mail Directory
Internet: http://www.ots.treas.gov/

OTS LEGAL AND REGULATORY MATERIAL

 

NATIONAL CREDIT UNION ADMINISTRATION
1775 Duke St.
Alexandria, VA 22314-3428

Phone: (703) 518-6300
Fax: (703) 518-6660 and (703) 518-6319
Other NCUA Contact Numbers

E-mail: NCUA E-mail Directory
Internet: http://www.ncua.gov/

NCUA REGULATIONS, LEGAL OPINIONS & LAWS

 

FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL
3501 Fairfax Drive
Room D-8073a
Arlington, VA  22226

Phone: (703) 516-5588

E-mail: Feedback Center for the FFIEC
Internet: http://www.ffiec.gov / 


US Banking Legislation : USC Title 12

last updated 1/31/2011